Important Financial Documents Checklist

When you meet with a financial planner, they will probably ask you to bring the following types of documents. These documents, along with the Personal Data Organizer will be used to tailor a financial plan to meet your life goals.

Printable Version
Retirement Planning Documents
	Recent IRA, 401(k), 403(b), TSA, Keogh statements
	Employee benefits program
	Deferred compensation and stock option agreements
	Pension and profit sharing statements
Tax Planning Documents
	Tax returns for the last year
	W-2 and recent pay stub
	Estimated taxes
Financial Documents
	Savings account statements
	Mutual fund statements
	Brokerage account statements
	Investment documents
	Loan documents
	List of stocks held outside of brokerages
	Partnership agreements
Asset Protection Documents
	Life insurance policies and statements
	Medical, homeowners and auto insurance policies and statements
	Disability, umbrella, and long term care insurance policies
	Annuity policies and statements
Estate Planning Documents
	Summary of your will, living will, durable powers of attorney and health powers
	Living trusts