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Education:
1964 B.B.A, Finance, Loyola University of New Orleans. 1965 New York Institute of Finance, New York. 1966 MBA, Economics, Layola University of New Orleans. 1974 CFP, Certified Financial Planner Certification from the College of Financial Planning, Denver, Colorado. First Hispanic in the US and first person in the state of Louisiana to obtain the CFP professional designation. 1974 National Association for Securities Dealers- Registered Principal.
Career Highlights:
1965 Mr. Banos started recommending mutual funds to his clients. The entire Industry consisted of $34.8 billion under management according to the Investment Company Institute. That same year, Fidelity had 4 funds offered to the public: Puritan, Fidelity Fund, Trend and Capital. MFS had only 2 funds: Mass Investors Trust and Mass Investors Growth. All existing funds were quoted daily by the Wall Street Journal. 1969 Organizer of the International Association of Financial Counselors, now the International Association for Financial Planning (IAFP). 1969 Charter Member of the Society for Financial Counseling Ethics, Inc. 1972 Co-writer of the first Salary Reduction Thrift Plan, written in the US and qualified through Internal Revenue. This plan later on became what is now known as the 401(k). 1978 Past President & Founder of the Professional Financial Planners of Greater New Orleans.
Personal Notes:
Came to the U.S.A. from his native Cuba August 18th, 1960 Family: 3 daughters and 1 son Hobbies: Comparative Economic Systems, Finance, Photography Horseback riding, Cuban cooking, Spanish Wine Collector: Cuban music and art
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Neither Foothill Securities, Inc. nor CUE Financial Group, Inc. is an affiliate of any Credit Union. Foothill Securities, Inc. is a registered broker/dealer and member of FINRA & SIPC. Both Foothill Securities, Inc. and CUE Financial Group, Inc. are SEC Registered Investment Advisors. Securities, advisory services, and insurance products are offered by Foothill Securities, Inc. CUE Financial Group, Inc. offers advisory services and insurance products. Investments and insurance products are not insured by the NCUA/NCUSIF or any other regulatory agency, are not deposits or obligations of, nor guaranteed by any Credit Union or any affiliated entity, and may lose value. Foothill Securities, Inc. and CUE Financial Group, Inc. may receive commissions in connection with insurance or securities transactions conducted through them.
Foothill Securities, Inc. is an independent broker/dealer not owned by a bank, credit union, insurance company or other financial institution. As an independent broker/dealer Foothill Securities, Inc. has no proprietary products and relies upon a multitude of third party product manufacturers to provide the products being offered. Foothill Securities, Inc., receives only the sales commission, trailing commissions, or fees as disclosed in the investment prospectus (as applicable) provided by the third parties. No special or additional compensation in any form is received from third parties for the sale of their products. Third parties are offered an opportunity to participate in conferences held by Foothill Securities, Inc. and CUE Financial Group, Inc., and both receive some remuneration that is used to help defray some of the conference expenses.
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