Broker/Dealer for Investment Professionals, Credit Union and Banks

Sylvia C. Lum, CFP®
Registered Principal
3200 N. Central Ave, Ste 200
Phoenix, AZ 85012
Map to My Office

Phone: 602.252.0911
Phone: 800.648.6049
Fax: 602.248.0652
Email Sylvia Lum

Sylvia specializes in helping retired clients to address financial and lifestyle issues such as using assets for income while maintaining growth, planning for the risk of long-term health care expenses and preserving assets for beneficiaries. Sylvia has been a CERTIFIED FINANCIAL PLANNER™ practitioner since 1986 and has previous experience in health care services and real estate.

Education:

Master of Science in Occupational Therapy, Boston Univ.

B.A. in Psychology, Univ. of Hawaii

Memberships:

Financial Planning Association

CFP®, CERTIFIED FINANCIAL PLANNER™ and are certification marks owned by the Certified Financial Planner Board of Standards, Inc. These marks are awarded to individuals who successfully complete the CFP Board's initial and ongoing certification requirements.

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Neither Foothill Securities, Inc. nor CUE Financial Group, Inc. is an affiliate of any Credit Union. Foothill Securities, Inc. is a registered broker/dealer and member of FINRA & SIPC. Both Foothill Securities, Inc. and CUE Financial Group, Inc. are SEC Registered Investment Advisors. Securities, advisory services, and insurance products are offered by Foothill Securities, Inc. CUE Financial Group, Inc. offers advisory services and insurance products. Investments and insurance products are not insured by the NCUA/NCUSIF or any other regulatory agency, are not deposits or obligations of, nor guaranteed by any Credit Union or any affiliated entity, and may lose value. Foothill Securities, Inc. and CUE Financial Group, Inc. may receive commissions in connection with insurance or securities transactions conducted through them.

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